SmartAsset on MSN

Relying Adviser: Characteristics, Requirements, Examples

Registering an investment advisory firm with the Securities and Exchange Commission (SEC) is a complex process that requires, ...
JD Supra

USCIS Publishes Draft Registration Form for EB-5 Promoters

The U.S. Citizenship and Immigration Services (USCIS) has published a draft Form I-956K for public comment with instructions for use by EB-5 securities "promoters," implementing a new and unusual ...
Investopedia

What Is SEC Form S-1? Filing Steps & Amendment Guidelines

Will Kenton is an expert on the economy and investing laws and regulations. He previously held senior editorial roles at Investopedia and Kapitall Wire and holds a MA in Economics from The New School ...
Investopedia

SEC Form N-1A: What It is, How It Works, Content

James Chen, CMT is an expert trader, investment adviser, and global market strategist. Chip Stapleton is a Series 7 and Series 66 license holder, CFA Level 1 exam holder, and currently holds a Life, ...
Hosted on MSN

Atal Pension Yojana: Govt Launches New Registration Form, Updated Fees

New Delhi: The government has launched a new registration form for the Atal Pension Yojana (APY), effective October 1, 2025, following updated guidelines from the Pension Fund Regulatory and ...